COM-Central Compliance
Nomura · mumbai, IN
OtherBanking/Financecomplianceregulatorydata analysisfinancial marketsrisk managementsurveillanceinvestigationsreporting
The COM-Central Compliance role involves monitoring employee communications to detect potential misconduct and ensure regulatory compliance. Responsibilities include conducting investigations, documenting findings, and collaborating with regional stakeholders. The position requires knowledge of global regulatory frameworks and a strong understanding of financial markets.