VP, Equities Compliance Officer
Nomura · mumbai, IN
FinanceBanking/Financecomplianceequitiesregulatoryauditfinancerisk management
The VP, Equities Compliance Officer will provide compliance coverage to the Asia ex-Japan Equities business, offering advisory services on regulatory requirements and compliance policies. Responsibilities include tracking regulatory changes, conducting compliance training, and performing compliance reviews. The role requires excellent analytical skills and the ability to work under pressure.