Compliance Associate
Morningstar India · navi mumbai, IN
OtherLegal and Compliancecompliancemonitoringdocumentationcommunicationtestingautomation
The Compliance Associate will conduct Electronic Communications reviews to identify inappropriate communications and potential conflicts of interest for Morningstar's regulated business groups. Responsibilities include executing monitoring activities, documenting results, and communicating findings with stakeholders. The role also involves identifying opportunities for improvement and assisting with various compliance activities.