Broker Dealer Regulatory Reporting Analyst
Barclays · mumbai, India
regulatory reportingcompliancefinancial analysisauditrisk managementstakeholder communicationexperienced
Job Description
Join Barclays as a Broker Dealer Regulatory Reporting Analyst, supporting daily net capital computations and ensuring compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to governing bodies, oversee audit requests, and maintain adherence to standards. This role requires attention to detail and effective communication with stakeholders.
Qualifications
SEC/FINRA Broker Dealer Regulatory Reporting experience or equivalent large institution reporting experience.
Skills Required
- regulatory reporting
- compliance
- financial analysis
- audit
- risk management
- stakeholder communication
Location
City: mumbai · Country: India