Americas Regulatory Operations VP
Barclays · mumbai, India
regulatory compliancerisk managementfinancial reportingteam leadershipoperational oversightexperienced
Job Description
As the Americas Regulatory Operations VP at Barclays, you will guide the execution of critical goals for U.S. broker-dealer entities, ensuring compliance with SEC regulations. Your role involves collaborating with senior stakeholders, managing operations, and promoting efficient processes while safeguarding customer assets. You will also lead cross-functional teams and engage with regulators to deliver transparent outcomes.
Qualifications
Experience in operational oversight and process integrity, risk assessment and mitigation strategies, and team leadership.
Skills Required
- regulatory compliance
- risk management
- financial reporting
- team leadership
- operational oversight
Location
City: mumbai · Country: India