Markets Business Oversight Compliance - Macro and Laws, Rules, and Regulations
Barclays · mumbai, India
compliancefinancial-servicesregulationsrisk-managementsecuritiesderivativesfixed-incomemarket-abuseexperienced
Job Description
Support Americas Markets Compliance with the compliance delivery of the Firm’s program to manage Laws, Rules, and Regulations applicable to the firm. Provide compliance oversight to the Macro Business within Markets, focusing on Fixed Income businesses including FX, Rates, Credit, and Securitized Products. Implement compliance policies and procedures in line with regulatory requirements.
Qualifications
Experience in the financial services industry, preferably at a broker-dealer/swap dealer. Knowledge of Securities and Derivatives Laws, Rules and Regulations for Fixed Income Businesses.
Skills Required
- compliance
- financial-services
- regulations
- risk-management
- securities
- derivatives
- fixed-income
- market-abuse
Location
City: mumbai · Country: India