Risk Officer
Morgan Stanley · mumbai, India
risk managementcomplianceauditingfinancial analysisregulatory affairsexperienced
Job Description
The Risk Officer is responsible for supervisory, compliance, and risk functions, ensuring adherence to business ethics and regulations. This role involves monitoring risk management procedures, facilitating communication of compliance policies, and overseeing audit preparations. The Risk Officer also provides coaching on policies to promote a compliant environment.
Qualifications
Bachelor’s degree required or equivalent education or experience; Previous industry experience; Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66).
Skills Required
- risk management
- compliance
- auditing
- financial analysis
- regulatory affairs
Location
City: mumbai · Country: India