Compliance Control Group - Associate
Morgan Stanley · mumbai, India
compliancesurveillancerisk managementfinancial regulationsanalytical skillscommunicationboth
Job Description
The Compliance Control Group is responsible for monitoring the Firm's Information Barriers and pre-clearance of business activities that may present potential conflicts of interest. Responsibilities include reviewing surveillance alerts, maintaining Watch and Restricted Lists, and providing guidance on compliance policies. The role requires good analytical skills and the ability to communicate effectively with senior management.
Qualifications
University graduate or equivalent degree in business, accounting or law ideally.
Skills Required
- compliance
- surveillance
- risk management
- financial regulations
- analytical skills
- communication
Location
City: mumbai · Country: India