CandiMentor
Quick Links

National Risk Officer

Morgan Stanley · mumbai, India
risk managementcompliancefinancial servicessupervisoryregulationscommunicationanalytical skillsproblem-solvingexperienced

Job Description

The National Risk Officer is responsible for supervisory, compliance, and risk functions within branch locations. This role involves managing supervisory alerts, supporting risk officer workload, and ensuring adherence to regulations. The position requires effective communication and collaboration with Financial Advisors and internal partners.

Qualifications

Bachelor’s degree or equivalent work experience; Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66); Previous industry experience.

Skills Required

  • risk management
  • compliance
  • financial services
  • supervisory
  • regulations
  • communication
  • analytical skills
  • problem-solving

Location

City: mumbai · Country: India