Risk Officer
Morgan Stanley · mumbai, India
risk managementcompliancesupervisiondata securityfinancial regulationsclient relationsexperienced
Job Description
The Risk Officer is responsible for supervisory, compliance, and risk functions within the branch. This role involves monitoring risk management procedures, ensuring adherence to regulations, and providing guidance on compliance policies. The Risk Officer also collaborates with the Senior Risk Officer to maintain a controlled environment and manage client risk effectively.
Qualifications
Bachelor’s degree required or equivalent education or experience. Previous industry experience. Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66) licenses.
Skills Required
- risk management
- compliance
- supervision
- data security
- financial regulations
- client relations
Location
City: mumbai · Country: India