Investment Advisory Compliance
Nomura · mumbai, India
complianceinvestmentmonitoringregulationsfinancialadvisoryprojectsefficiencyexperienced
Job Description
The role involves monitoring investment guidelines and regulations while providing advisory compliance support to Investment Teams. Responsibilities include supporting compliance projects to automate monitoring controls and enhance workflow efficiency. Candidates should have a desire to learn about investment compliance regulations and be comfortable interacting with various teams.
Qualifications
Minimum of 2 years of compliance experience with a financial firm preferred.
Skills Required
- compliance
- investment
- monitoring
- regulations
- financial
- advisory
- projects
- efficiency
Location
City: mumbai · Country: India