COM-Central Compliance
Nomura · mumbai, India
compliancetrade surveillancedata analysisrisk managementfinancial regulationsmarket abuseinvestigationsreportingexperienced
Job Description
The Trade Surveillance team at Nomura is responsible for monitoring trading activities to identify potential market abuse and misconduct. Analysts will review and resolve trade surveillance alerts, conduct investigations, and document findings. The role requires knowledge of global regulatory frameworks and collaboration with regional stakeholders to enhance compliance efforts.
Qualifications
Graduate/Post Graduate
Skills Required
- compliance
- trade surveillance
- data analysis
- risk management
- financial regulations
- market abuse
- investigations
- reporting
Location
City: mumbai · Country: India